regulatory compliance

Whether you are looking to outsource your internal audit department, or the current internal audit team needs short-term assistance, PBTK can help your company become more effective and efficient through the internal audit process. Operational reviews, contract compliance and cost recovery, efficiency assessments, construction audit, Sarbanes-Oxley compliance, regulatory compliance and fraud investigations all help identify ways companies can improve, and do more with less.

As independent, objective auditors, we will systematically evaluate your organization and look for ways to improve your internal controls and risk management processes.

PBTK performs internal audit, regulatory compliance and risk advisory functions for a variety of industries such as casinos and resorts, financial institutions, medical, mining, airlines, retail, multi-level marketing and technology.

Internal audit services specific to the financial industry includes:

  • Out-Source, Co-Source Internal Audit Function
  • Entity and Enterprise Risk Assessments
  • Compliance Program Training, Development / Implementation
  • Anti-Money Laundering/ Bank Secrecy Act Services (Title 31)
  • NGCB Regulation 6.090(15), 6.090(9) and 22.040
  • Reg. Z (Truth in Leading), Reg. E (Electronic Transfer), GLBA (Privacy), etc. Reviews
  • Loan Review
  • Vendor Management
  • Trust Department Audits and Evaluations

Contact us for additional information regarding our internal audit and regulatory compliance services.